13F holdings
Cetera Investment Advisers portfolio
Managed by . 4,674 reported positions worth $94.0B as of 2026-03-31, filed with the SEC on 2026-05-13. Parsed from the filing itself, not a reseller.
$94.0B
Book value
4,674
Positions
16%
Top 10 weight
+273
New this quarter
-194
Exited
134 days
Age today
How old this actually is
Every position on this page is a snapshot of 2026-03-31. It was already 43 days old on 2026-05-13, the day it first became public. Today it is 134 days old.
That lag is the law, not a service level — Rule 13f-1 gives managers 45 days after quarter end to file, and no product can shorten it. A fund can have sold every share below before you read this sentence. Treat it as a record of what happened, never as a position you can follow.
What changed
Positions opened and closed
Against its 2025-12-31 filing. This is the part worth reading — the holdings table below is mostly years old.
New positions (273)
| Ticker | Issuer | Value | Shares | % of book |
|---|---|---|---|---|
| IDEF | BLACKROCK ETF TRUST | $91.8M | 2,806,909 | 0.10% |
| BLCR | BLACKROCK ETF TRUST | $80.6M | 1,962,029 | 0.09% |
| BRIE | MFS ACTIVE EXCHANGE TRADED F | $56.5M | 2,088,791 | 0.06% |
| LMUB | ISHARES TR | $56.5M | 1,130,875 | 0.06% |
| AZN | ASTRAZENECA PLC | $43.4M | 222,657 | 0.05% |
| PSCX | PACER FDS TR | $12.5M | 409,112 | 0.01% |
| EUHY | ISHARES INC | $10.1M | 192,512 | 0.01% |
| AMCR | AMCOR PLC | $8.0M | 201,185 | 0.01% |
| GSID | GOLDMAN SACHS ETF TR | $7.4M | 106,309 | 0.01% |
| LST | MANAGED PORTFOLIO SERIES | $7.2M | 178,582 | 0.01% |
| LSAF | TWO RDS SHARED TR | $4.5M | 97,623 | 0.00% |
| IDEQ | LAZARD ACTIVE ETF TR | $3.4M | 106,344 | 0.00% |
| RVI | ROBINHOOD VENTURES FD I | $3.1M | 117,583 | 0.00% |
| BCPL | BNY MELLON ETF TRUST II | $3.1M | 123,774 | 0.00% |
| USDU | WISDOMTREE TR | $3.0M | 114,123 | 0.00% |
| IPOS | RENAISSANCE CAP GREENWICH FD | $2.8M | 152,976 | 0.00% |
| CSTM | CONSTELLIUM SE | $2.6M | 107,583 | 0.00% |
| GREK | GLOBAL X FDS | $2.5M | 39,842 | 0.00% |
| PNFP | PINNACLE FINL PARTNERS INC | $2.4M | 27,935 | 0.00% |
| BSTP | INNOVATOR ETFS TRUST | $2.3M | 63,539 | 0.00% |
| TAXE | T ROWE PRICE ETF INC | $2.3M | 44,935 | 0.00% |
| SECU | BLACKROCK ETF TRUST II | $2.3M | 45,181 | 0.00% |
| ECO | OKEANIS ECO TANKERS COR | $2.2M | 42,403 | 0.00% |
| NATO | THEMES ETF TR | $2.2M | 56,275 | 0.00% |
| ETHB | ISHARES STAKED ETHEREUM TR E | $2.1M | 77,370 | 0.00% |
Closed out (194)
| Ticker | Issuer | Was worth | Shares | % of book |
|---|---|---|---|---|
| AZNN | ASTRAZENECA PLC | $38.0M | 413,131 | 0.00% |
| PCH | POTLATCHDELTIC CORPORATION | $7.9M | 199,472 | 0.00% |
| EXK | EXACT SCIENCES CORP | $6.7M | 65,548 | 0.00% |
| AMCR | AMCOR PLC | $6.4M | 764,405 | 0.00% |
| LTTI | FIRST TR EXCHANGE-TRADED FD | $5.2M | 272,078 | 0.00% |
| CYBR | CYBERARK SOFTWARE LTD | $3.6M | 8,087 | 0.00% |
| AGX | ARGAN INC | $3.3M | 10,673 | 0.00% |
| UMI | USCF ETF TR | $2.8M | 56,138 | 0.00% |
| XBXMX | NUVEEN S&P 500 BUY-WRITE INC | $2.6M | 175,873 | 0.00% |
| 8QR | CONFLUENT INC | $2.4M | 80,766 | 0.00% |
| BLE | BLACKROCK MUNI INCOME TR II | $2.1M | 205,074 | 0.00% |
| XBKNX | BLACKROCK INVT QUALITY MUN T | $2.0M | 181,581 | 0.00% |
| CIVI | CIVITAS RESOURCES INC | $1.8M | 67,371 | 0.00% |
| CMA | COMERICA INC | $1.8M | 20,349 | 0.00% |
| 62C | PIPER SANDLER COMPANIES | $1.7M | 5,125 | 0.00% |
| WK | WORKIVA INC | $1.6M | 18,776 | 0.00% |
| QGEN | QIAGEN NV | $1.5M | 32,722 | 0.00% |
| XBNYX | BLACKROCK N Y MUN INCOME TRU | $1.5M | 145,175 | 0.00% |
| BLACKROCK MUNIHLDGS NY Q | BLACKROCK MUNIHLDGS NY QLTY | $1.4M | 132,467 | 0.00% |
| ALKT | ALKAMI TECHNOLOGY INC | $1.3M | 58,232 | 0.00% |
| XDIAX | NUVEEN DOW 30 DYNMC OVERWRT | $1.3M | 87,563 | 0.00% |
| VIPS | VIPSHOP HLDGS LTD | $1.2M | 69,570 | 0.00% |
| MUX | MCEWEN INC. | $1.2M | 63,006 | 0.00% |
| INDV | INDIVIOR PLC | $1.1M | 31,041 | 0.00% |
| FYBR | FRONTIER COMMUNICATIONS PARE | $1.0M | 27,526 | 0.00% |
Added to (2475)
| Ticker | Issuer | Value | Shares | % of book | Shares Δ |
|---|---|---|---|---|---|
| IVV | ISHARES TR | $2.8B | 4,260,894 | 2.96% | +5% |
| AAPL | APPLE INC | $1.8B | 7,051,511 | 1.90% | +2% |
| VTV | VANGUARD INDEX FDS | $1.5B | 7,740,408 | 1.62% | +4% |
| QQQ | INVESCO QQQ TR | $1.3B | 2,262,665 | 1.39% | +2% |
| VOO | VANGUARD INDEX FDS | $1.2B | 2,000,963 | 1.27% | +3% |
| VTI | VANGUARD INDEX FDS | $1.1B | 3,364,602 | 1.15% | +3% |
| MSFT | MICROSOFT CORP | $1.1B | 2,878,640 | 1.13% | +5% |
| IEFA | ISHARES TR | $1.0B | 11,479,180 | 1.11% | +7% |
| VUG | VANGUARD INDEX FDS | $1.0B | 2,298,549 | 1.07% | +8% |
| AMZN | AMAZON COM INC | $930.9M | 4,469,661 | 0.99% | +3% |
| CGDV | CAPITAL GROUP DIVIDEND VALUE | $781.0M | 18,359,294 | 0.83% | +12% |
| IVW | ISHARES TR | $537.8M | 4,754,617 | 0.57% | +5% |
| QQQM | INVESCO EXCH TRADED FD TR II | $526.8M | 2,217,040 | 0.56% | +6% |
| SCHG | SCHWAB STRATEGIC TR | $523.0M | 17,955,640 | 0.56% | +6% |
| VXUS | VANGUARD STAR FDS | $509.7M | 6,609,737 | 0.54% | +1% |
Trimmed (1476)
| Ticker | Issuer | Value | Shares | % of book | Shares Δ |
|---|---|---|---|---|---|
| CQQQ | INVESCO EXCH TRADED FD TR II | $551,092 | 11,975 | 0.00% | -98% |
| SLX | VANECK ETF TRUST | $296,179 | 3,226 | 0.00% | -92% |
| CWB | SPDR SERIES TRUST | $11.1M | 121,412 | 0.01% | -92% |
| PSCW | PACER FDS TR | $1.6M | 57,556 | 0.00% | -90% |
| IFLN | INVESCO EXCH TRADED FD TR II | $392,517 | 21,879 | 0.00% | -90% |
| XAPR | FIRST TR EXCHNG TRADED FD VI | $745,964 | 20,246 | 0.00% | -89% |
| KBWY | INVESCO EXCH TRADED FD TR II | $192,584 | 12,604 | 0.00% | -88% |
| TMFE | RBB FD INC | $227,410 | 8,351 | 0.00% | -87% |
| CWAN | CLEARWATER ANALYTICS HLDGS I | $227,040 | 9,600 | 0.00% | -86% |
| HYBB | ISHARES TR | $414,039 | 8,906 | 0.00% | -86% |
| OEF | ISHARES TR | $38.4M | 120,848 | 0.04% | -85% |
| FINX | GLOBAL X FDS | $323,723 | 14,014 | 0.00% | -84% |
| PBF | PBF ENERGY INC | $607,846 | 12,765 | 0.00% | -83% |
| EUFN | ISHARES TR | $598,015 | 17,160 | 0.00% | -82% |
| NSA* | NATIONAL STORAGE AFFILIATES | $745,844 | 19,763 | 0.00% | -81% |
The book
Largest 150 of 4,674 holdings
| Ticker | Issuer | Value | Shares | % of book | Shares Δ |
|---|---|---|---|---|---|
| IVV | ISHARES TR | $2.8B | 4,260,894 | 2.96% | — |
| AAPL | APPLE INC | $1.8B | 7,051,511 | 1.90% | — |
| NVDA | NVIDIA CORPORATION | $1.7B | 9,618,546 | 1.78% | — |
| VTV | VANGUARD INDEX FDS | $1.5B | 7,740,408 | 1.62% | — |
| AGG | ISHARES TR | $1.5B | 15,252,353 | 1.61% | — |
| QQQ | INVESCO QQQ TR | $1.3B | 2,262,665 | 1.39% | — |
| VOO | VANGUARD INDEX FDS | $1.2B | 2,000,963 | 1.27% | — |
| SPY | STATE STR SPDR S&P 500 ETF T | $1.2B | 1,811,359 | 1.25% | — |
| VTI | VANGUARD INDEX FDS | $1.1B | 3,364,602 | 1.15% | — |
| MSFT | MICROSOFT CORP | $1.1B | 2,878,640 | 1.13% | — |
| VONG | VANGUARD SCOTTSDALE FDS | $1.0B | 9,492,332 | 1.11% | — |
| IEFA | ISHARES TR | $1.0B | 11,479,180 | 1.11% | — |
| VUG | VANGUARD INDEX FDS | $1.0B | 2,298,549 | 1.07% | — |
| AMZN | AMAZON COM INC | $930.9M | 4,469,661 | 0.99% | — |
| CGDV | CAPITAL GROUP DIVIDEND VALUE | $781.0M | 18,359,294 | 0.83% | — |
| SCHD | SCHWAB STRATEGIC TR | $742.0M | 24,184,523 | 0.79% | — |
| IVE | ISHARES TR | $695.8M | 3,295,130 | 0.74% | — |
| IWF | ISHARES TR | $669.2M | 1,569,465 | 0.71% | — |
| GOOGL | ALPHABET INC | $624.3M | 2,170,893 | 0.66% | — |
| IEMG | ISHARES INC | $611.4M | 8,765,443 | 0.65% | — |
| BND | VANGUARD BD INDEX FDS | $561.6M | 7,625,939 | 0.60% | — |
| IVW | ISHARES TR | $537.8M | 4,754,617 | 0.57% | — |
| QQQM | INVESCO EXCH TRADED FD TR II | $526.8M | 2,217,040 | 0.56% | — |
| SCHG | SCHWAB STRATEGIC TR | $523.0M | 17,955,640 | 0.56% | — |
| VXUS | VANGUARD STAR FDS | $509.7M | 6,609,737 | 0.54% | — |
| VEA | VANGUARD TAX-MANAGED FDS | $497.4M | 7,762,066 | 0.53% | — |
| AVGO | BROADCOM INC | $486.5M | 1,571,853 | 0.52% | — |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | $467.3M | 975,250 | 0.50% | — |
| IUSB | ISHARES TR | $463.9M | 10,043,013 | 0.49% | — |
| BUFR | FIRST TR EXCHNG TRADED FD VI | $454.5M | 13,458,771 | 0.48% | — |
| GOOG | ALPHABET INC | $437.6M | 1,525,538 | 0.47% | — |
| IWM | ISHARES TR | $436.1M | 1,758,333 | 0.46% | — |
| META | META PLATFORMS INC | $435.6M | 761,399 | 0.46% | — |
| DYNF | BLACKROCK ETF TRUST | $433.4M | 7,448,937 | 0.46% | — |
| JPM | JPMORGAN CHASE & CO | $417.1M | 1,417,978 | 0.44% | — |
| EXMOC | EXXON MOBIL CORP | $404.0M | 2,381,079 | 0.43% | — |
| VYM | VANGUARD WHITEHALL FDS | $399.9M | 2,699,936 | 0.43% | — |
| BIL | SPDR SERIES TRUST | $398.5M | 4,348,951 | 0.42% | — |
| VO | VANGUARD INDEX FDS | $397.7M | 1,384,756 | 0.42% | — |
| CGGR | CAPITAL GROUP GROWTH ETF | $393.9M | 9,800,927 | 0.42% | — |
| PVAL | PUTNAM ETF TRUST | $386.8M | 8,337,155 | 0.41% | — |
| SPYM | SPDR SERIES TRUST | $372.2M | 4,862,925 | 0.40% | — |
| GLD | SPDR GOLD TR | $366.6M | 852,019 | 0.39% | — |
| IJR | ISHARES TR | $359.2M | 2,889,255 | 0.38% | — |
| TSLA | TESLA INC | $356.7M | 959,446 | 0.38% | — |
| COWZ | PACER FDS TR | $351.1M | 5,612,900 | 0.37% | — |
| WMT | WALMART INC | $349.9M | 2,815,570 | 0.37% | — |
| JEPI | J P MORGAN EXCHANGE TRADED F | $344.8M | 6,083,774 | 0.37% | — |
| MUB | ISHARES TR | $340.8M | 3,210,936 | 0.36% | — |
| VB | VANGUARD INDEX FDS | $322.4M | 1,230,968 | 0.34% | — |
| LLY | ELI LILLY & CO | $318.2M | 345,970 | 0.34% | — |
| SDVY | FIRST TR EXCHANGE TRADED FD | $313.2M | 7,943,362 | 0.33% | — |
| FBND | FIDELITY MERRIMACK STR TR | $310.3M | 6,801,133 | 0.33% | — |
| QUAL | ISHARES TR | $301.9M | 1,574,045 | 0.32% | — |
| SPYG | SPDR SERIES TRUST | $301.4M | 3,077,881 | 0.32% | — |
| EFV | ISHARES TR | $291.1M | 3,915,091 | 0.31% | — |
| JAAA | JANUS DETROIT STR TR | $279.7M | 5,552,525 | 0.30% | — |
| CGGO | CAPITAL GROUP GBL GROWTH EQT | $276.9M | 8,296,479 | 0.29% | — |
| RDVY | FIRST TR EXCHANGE TRADED FD | $276.1M | 4,044,145 | 0.29% | — |
| BNDX | VANGUARD CHARLOTTE FDS | $271.3M | 5,646,589 | 0.29% | — |
| IWD | ISHARES TR | $262.7M | 1,229,673 | 0.28% | — |
| VWO | VANGUARD INTL EQUITY INDEX F | $260.0M | 4,809,582 | 0.28% | — |
| IDEV | ISHARES TR | $259.9M | 3,109,957 | 0.28% | — |
| VBR | VANGUARD INDEX FDS | $253.1M | 1,164,853 | 0.27% | — |
| JNJ | JOHNSON & JOHNSON | $252.9M | 1,034,600 | 0.27% | — |
| VIG | VANGUARD SPECIALIZED FUNDS | $252.3M | 1,173,338 | 0.27% | — |
| V | VISA INC | $252.3M | 834,891 | 0.27% | — |
| BINC | BLACKROCK ETF TRUST II | $251.0M | 4,833,094 | 0.27% | — |
| CVX | CHEVRON CORPORATION | $247.9M | 1,198,367 | 0.26% | — |
| TSM | TAIWAN SEMICONDUCTOR MANUFAC | $247.6M | 732,609 | 0.26% | — |
| EFG | ISHARES TR | $245.9M | 2,208,206 | 0.26% | — |
| PLTR | PALANTIR TECHNOLOGIES INC | $243.8M | 1,666,699 | 0.26% | — |
| XLK | SELECT SECTOR SPDR TR | $242.8M | 1,826,990 | 0.26% | — |
| CGUS | CAPITAL GROUP CORE EQUITY ET | $242.6M | 6,314,257 | 0.26% | — |
| COST | COSTCO WHOLESALE CORPORATION | $240.4M | 241,260 | 0.26% | — |
| IJH | ISHARES TR | $238.6M | 3,532,959 | 0.25% | — |
| SPYV | SPDR SERIES TRUST | $238.0M | 4,205,952 | 0.25% | — |
| RSP | INVESCO EXCHANGE TRADED FD T | $236.6M | 1,233,014 | 0.25% | — |
| PULS | PGIM ETF TR | $234.6M | 4,739,085 | 0.25% | — |
| VGT | VANGUARD WORLD FD | $234.1M | 335,560 | 0.25% | — |
| DGRO | ISHARES TR | $233.3M | 3,324,499 | 0.25% | — |
| GOVT | ISHARES TR | $232.2M | 10,135,363 | 0.25% | — |
| DGRW | WISDOMTREE TR | $227.5M | 2,589,945 | 0.24% | — |
| SGOV | ISHARES TR | $215.6M | 2,142,221 | 0.23% | — |
| TLH | ISHARES TR | $212.1M | 2,106,252 | 0.23% | — |
| ABBV | ABBVIE INC | $210.0M | 965,429 | 0.22% | — |
| VNQ | VANGUARD INDEX FDS | $209.6M | 2,362,887 | 0.22% | — |
| CAT | CATERPILLAR INC | $209.6M | 295,811 | 0.22% | — |
| IWR | ISHARES TR | $207.4M | 2,133,527 | 0.22% | — |
| JBND | J P MORGAN EXCHANGE TRADED F | $206.2M | 3,834,235 | 0.22% | — |
| IQLT | ISHARES TR | $205.4M | 4,443,240 | 0.22% | — |
| BSV | VANGUARD BD INDEX FDS | $200.9M | 2,562,512 | 0.21% | — |
| USMV | ISHARES TR | $200.5M | 2,162,456 | 0.21% | — |
| XMMO | INVESCO EXCHANGE TRADED FD T | $198.3M | 1,367,490 | 0.21% | — |
| SMH | VANECK ETF TRUST | $196.2M | 511,623 | 0.21% | — |
| MBB | ISHARES TR | $192.4M | 2,026,264 | 0.20% | — |
| HD | HOME DEPOT INC | $190.6M | 579,533 | 0.20% | — |
| AMD | ADVANCED MICRO DEVICES INC | $182.9M | 899,004 | 0.19% | — |
| JMUB | J P MORGAN EXCHANGE TRADED F | $181.7M | 3,635,444 | 0.19% | — |
| TCHP | T ROWE PRICE ETF INC | $173.3M | 3,921,510 | 0.18% | — |
| JPST | J P MORGAN EXCHANGE TRADED F | $170.9M | 3,377,302 | 0.18% | — |
| EFA | ISHARES TR | $170.2M | 1,752,066 | 0.18% | — |
| JEPQ | J P MORGAN EXCHANGE TRADED F | $168.5M | 3,035,644 | 0.18% | — |
| CGCP | CAPITAL GRP FIXED INCM ETF T | $163.5M | 7,319,089 | 0.17% | — |
| FENI | FIDELITY COVINGTON TRUST | $158.5M | 4,260,462 | 0.17% | — |
| BAI | BLACKROCK ETF TRUST | $158.2M | 4,800,643 | 0.17% | — |
| THRO | BLACKROCK ETF TRUST | $152.0M | 4,197,789 | 0.16% | — |
| PG | PROCTER & GAMBLE CO | $151.2M | 1,046,497 | 0.16% | — |
| AVEM | AMERICAN CENTY ETF TR | $150.5M | 1,868,208 | 0.16% | — |
| XLE | SELECT SECTOR SPDR TR | $150.1M | 2,450,864 | 0.16% | — |
| LMT | LOCKHEED MARTIN CORP | $148.2M | 245,231 | 0.16% | — |
| VZ | VERIZON COMMUNICATIONS INC | $147.4M | 2,936,315 | 0.16% | — |
| MTUM | ISHARES TR | $146.8M | 611,551 | 0.16% | — |
| IXUS | ISHARES TR | $145.0M | 1,673,737 | 0.15% | — |
| XMHQ | INVESCO EXCHANGE TRADED FD T | $145.0M | 1,402,483 | 0.15% | — |
| VBK | VANGUARD INDEX FDS | $144.1M | 476,911 | 0.15% | — |
| MRK | MERCK & CO INC | $143.6M | 1,193,872 | 0.15% | — |
| NFLX | NETFLIX INC. | $143.0M | 1,486,874 | 0.15% | — |
| MCD | MCDONALDS CORP | $142.7M | 459,267 | 0.15% | — |
| MA | MASTERCARD INCORPORATED | $140.2M | 280,577 | 0.15% | — |
| CGBL | CAPITAL GROUP CORE BALANCED | $139.3M | 4,048,725 | 0.15% | — |
| CGDG | CAPITAL GROUP DIVIDEND GROWE | $138.9M | 3,870,449 | 0.15% | — |
| FTCS | FIRST TR EXCHANGE-TRADED FD | $137.9M | 1,486,405 | 0.15% | — |
| CSCO | CISCO SYS INC | $137.3M | 1,769,004 | 0.15% | — |
| DFSV | DIMENSIONAL ETF TRUST | $136.3M | 3,888,709 | 0.14% | — |
| XLU | SELECT SECTOR SPDR TR | $135.3M | 2,949,282 | 0.14% | — |
| IEF | ISHARES TR | $135.1M | 1,415,268 | 0.14% | — |
| KO | COCA COLA CO | $134.8M | 1,772,104 | 0.14% | — |
| GEV | GE VERNOVA INC | $132.7M | 151,989 | 0.14% | — |
| CGMU | CAPITAL GRP FIXED INCM ETF T | $132.4M | 4,877,693 | 0.14% | — |
| BIV | VANGUARD BD INDEX FDS | $131.6M | 1,704,946 | 0.14% | — |
| XLF | SELECT SECTOR SPDR TR | $131.0M | 2,652,727 | 0.14% | — |
| DFLV | DIMENSIONAL ETF TRUST | $131.0M | 3,667,210 | 0.14% | — |
| MU | MICRON TECHNOLOGY INC | $130.4M | 385,997 | 0.14% | — |
| IWB | ISHARES TR | $128.7M | 361,081 | 0.14% | — |
| JAVA | J P MORGAN EXCHANGE TRADED F | $128.3M | 1,788,286 | 0.14% | — |
| RTX | RTX CORPORATION | $127.7M | 661,761 | 0.14% | — |
| XLV | SELECT SECTOR SPDR TR | $127.2M | 867,939 | 0.14% | — |
| LMBS | FIRST TR EXCHANGE-TRADED FD | $127.1M | 2,551,727 | 0.14% | — |
| GSLC | GOLDMAN SACHS ETF TR | $126.7M | 1,012,508 | 0.13% | — |
| RWL | INVESCO EXCH TRADED FD TR II | $125.4M | 1,091,140 | 0.13% | — |
| FDL | FIRST TR EXCHANGE-TRADED FD | $123.8M | 2,437,479 | 0.13% | — |
| AMGN | AMGEN INC | $121.5M | 345,260 | 0.13% | — |
| DIA | STATE STR SPDR DOW JONES IND | $121.2M | 261,569 | 0.13% | — |
| IAU | ISHARES GOLD TR | $121.1M | 1,373,536 | 0.13% | — |
| PM | PHILIP MORRIS INTL INC | $118.4M | 715,827 | 0.13% | — |
| VT | VANGUARD INTL EQUITY INDEX F | $117.3M | 848,100 | 0.12% | — |
| VV | VANGUARD INDEX FDS | $117.3M | 392,369 | 0.12% | — |
| IBM | INTERNATIONAL BUSINESS MACHS | $117.1M | 482,924 | 0.12% | — |
| CGMS | CAPITAL GRP FIXED INCM ETF T | $117.0M | 4,296,149 | 0.12% | — |
This table is the 150 largest positions by value, out of 4,674 reported. The search box only searches what is on this page — a name absent from it may still be in the filing further down the book. The full info table is here.
This manager also disclosed 116 options positions with a combined notional of $4.6M. Notional is not ownership, so it is excluded from the book value above rather than folded in to make the fund look bigger.
Rows are aggregated by CUSIP — a manager files the same security multiple times when different internal desks hold it. Tickers link to our own backtest of that asset where we cover it.
Read the original
This page was built from one document: the 2026-03-31 Form 13F info table filed by Cetera Investment Advisers (CIK 1666741, accession 0001666741-26-000002). Every other 13F site is reading the same file.
If anything here disagrees with it, the filing wins — and we would want to know. All 13F filings by this manager
What a 13F cannot show you
A 13F is a long-only equity snapshot, and the holes in it are structural. Anyone selling you this data as "what the smart money is doing" is selling you one leg of a position:
- No short positions. None, ever. A fund shown here as bullish may be net short the same name through a book you cannot see.
- No cash, bonds, FX, commodities or non-US listings. A macro fund's entire thesis can be invisible.
- No intra-quarter round trips. Bought and sold inside the same quarter means it never appears at all.
- Options are notional, not ownership. We keep puts and calls in a separate bucket rather than adding their notional into a fund's book size, which is how a $2B fund gets reported as a $20B one.
- Confidential treatment. Managers can ask the SEC to withhold a position while they build it. Those holdings are legally absent from the filing, so a "new" position may be months old.
Tested and published by IndicatorEdge · backtest grid generated 2026-06-25 · base rates recomputed 2026-07-31 · how we test
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