13F holdings
Advisors Asset Management, Inc. portfolio
Managed by . 1,451 reported positions worth $6.0B as of 2026-03-31, filed with the SEC on 2026-05-15. Parsed from the filing itself, not a reseller.
$6.0B
Book value
1,451
Positions
16%
Top 10 weight
+82
New this quarter
-71
Exited
134 days
Age today
How old this actually is
Every position on this page is a snapshot of 2026-03-31. It was already 45 days old on 2026-05-15, the day it first became public. Today it is 134 days old.
That lag is the law, not a service level — Rule 13f-1 gives managers 45 days after quarter end to file, and no product can shorten it. A fund can have sold every share below before you read this sentence. Treat it as a record of what happened, never as a position you can follow.
What changed
Positions opened and closed
Against its 2025-12-31 filing. This is the part worth reading — the holdings table below is mostly years old.
New positions (82)
| Ticker | Issuer | Value | Shares | % of book |
|---|---|---|---|---|
| AZN | ASTRAZENECA PLC | $10.5M | 53,077 | 0.17% |
| LDP | COHEN & STEERS LTD DURATION | $1.7M | 83,006 | 0.03% |
| CRGY | CRESCENT ENERGY COMPANY | $1.7M | 122,353 | 0.03% |
| PKE | PARK AEROSPACE CORP | $1.5M | 53,310 | 0.02% |
| RDW | REDWIRE CORPORATION | $1.2M | 141,106 | 0.02% |
| FTAI | FTAI AVIATION LTD | $1.2M | 4,830 | 0.02% |
| RMT | ROYCE MICRO-CAP TR INC | $1.1M | 100,827 | 0.02% |
| KRMN | KARMAN HLDGS INC | $1.1M | 13,993 | 0.02% |
| AWP | ABRDN GLOBAL PREMIER PPTYS F | $1.1M | 100,403 | 0.02% |
| SYY | SYSCO CORP | $1.1M | 15,454 | 0.02% |
| XGLQX | CLOUGH GLOBAL EQUITY FD | $1.1M | 140,710 | 0.02% |
| SLVM | SYLVAMO CORP | $1.1M | 24,960 | 0.02% |
| CPB | THE CAMPBELLS COMPANY | $1.0M | 46,308 | 0.02% |
| UTF | COHEN & STEERS INFRASTRUCTUR | $1.0M | 39,387 | 0.02% |
| VSNT | VERSANT MEDIA GROUP INC | $947,860 | 25,604 | 0.02% |
| STK | COLUMBIA SELIGM PREM TECH GR | $891,469 | 23,503 | 0.01% |
| FFA | FIRST TR ENHANCED EQUITY | $839,093 | 41,132 | 0.01% |
| CCD | CALAMOS DYNAMIC CONV & INCOM | $813,014 | 38,116 | 0.01% |
| BCV | BANCROFT FD LTD | $772,873 | 35,881 | 0.01% |
| RQI | COHEN & STEERS QUALITY INCOM | $771,116 | 63,993 | 0.01% |
| ITRN | ITURAN LOCATION AND CONTROL | $723,045 | 14,753 | 0.01% |
| BIT | BLACKROCK MULTI SECTOR INC T | $709,721 | 56,687 | 0.01% |
| VSAT | VIASAT INC | $698,725 | 15,256 | 0.01% |
| SEI | SOLARIS ENERGY INFRAS INC | $694,734 | 12,294 | 0.01% |
| LASR | NLIGHT INC | $611,768 | 10,729 | 0.01% |
Closed out (71)
| Ticker | Issuer | Was worth | Shares | % of book |
|---|---|---|---|---|
| XBXMX | NUVEEN S&P 500 BUY-WRITE INC | $19.2M | 1,306,523 | 0.00% |
| AZNN | ASTRAZENECA PLC | $7.3M | 79,730 | 0.00% |
| XMVTX | BLACKROCK MUNIVEST FD II INC | $5.9M | 546,963 | 0.00% |
| CYBR | CYBERARK SOFTWARE LTD | $5.0M | 11,306 | 0.00% |
| XBFZX | BLACKROCK CALIF MUN INCOME T | $4.9M | 457,999 | 0.00% |
| BLACKROCK MUNIHOLDINGS Q | BLACKROCK MUNIHOLDINGS QUALI | $3.9M | 389,247 | 0.00% |
| BLACKROCK MUN INCOME TR | BLACKROCK MUN INCOME TR | $3.4M | 343,482 | 0.00% |
| BLE | BLACKROCK MUNI INCOME TR II | $1.9M | 183,264 | 0.00% |
| XAWPX | ABRDN GLOBAL PREMIER PPTYS F | $1.6M | 405,414 | 0.00% |
| XMVFX | BLACKROCK MUNIVEST FD INC | $1.5M | 221,530 | 0.00% |
| CIVI | CIVITAS RESOURCES INC | $1.4M | 52,179 | 0.00% |
| PK | PARK HOTELS & RESORTS INC | $1.3M | 121,961 | 0.00% |
| GAB | GABELLI EQUITY TR INC | $1.1M | 185,326 | 0.00% |
| XPO | XPO INC | $1.1M | 8,384 | 0.00% |
| NSC | NORFOLK SOUTHN CORP | $1.1M | 3,919 | 0.00% |
| EL | LAUDER ESTEE COS INC | $1.1M | 10,224 | 0.00% |
| XDIAX | NUVEEN DOW 30 DYNMC OVERWRT | $890,925 | 58,383 | 0.00% |
| KIO | KKR INCOME OPPORTUNITIES FD | $737,240 | 63,610 | 0.00% |
| ZTO | ZTO EXPRESS CAYMAN INC | $720,037 | 34,468 | 0.00% |
| ZS | ZSCALER INC | $718,844 | 3,196 | 0.00% |
| USA | LIBERTY ALL STAR EQUITY FD | $540,633 | 86,088 | 0.00% |
| L3XC | CENTRAIS ELET BRAS SA | $529,570 | 56,578 | 0.00% |
| ACRE | ARES COML REAL ESTATE CORP | $520,193 | 108,827 | 0.00% |
| NUVEEN CALIF SELECT TAX | NUVEEN CALIF SELECT TAX FREE | $497,680 | 37,703 | 0.00% |
| ETB | EATON VANCE TAX MNGED BUY WR | $489,052 | 32,027 | 0.00% |
Added to (669)
| Ticker | Issuer | Value | Shares | % of book | Shares Δ |
|---|---|---|---|---|---|
| MRK | MERCK & CO INC | $42.0M | 349,476 | 0.70% | +2% |
| COST | COSTCO WHOLESALE CORPORATION | $37.2M | 37,305 | 0.62% | +3% |
| UPS | UNITED PARCEL SVCS INC | $34.1M | 346,633 | 0.57% | +7% |
| TXN | TEXAS INSTRS INC | $33.1M | 170,722 | 0.55% | +6% |
| NVDA | NVIDIA CORPORATION | $28.7M | 166,070 | 0.48% | +5% |
| HD | HOME DEPOT INC | $28.4M | 86,384 | 0.47% | +8% |
| KYN | KAYNE ANDERSON ENERGY INFRST | $27.4M | 1,915,888 | 0.46% | +4% |
| PG | PROCTER & GAMBLE CO | $24.3M | 168,405 | 0.40% | +3% |
| PH | PARKER-HANNIFIN CORP | $24.2M | 26,982 | 0.40% | +5% |
| CMCSA | COMCAST CORP NEW | $23.4M | 814,104 | 0.39% | +14% |
| NEE | NEXTERA ENERGY INC | $22.6M | 242,947 | 0.38% | +3% |
| MU | MICRON TECHNOLOGY INC | $21.8M | 64,483 | 0.36% | +8% |
| TYG | TORTOISE ENERGY INFRSTRCTR C | $21.1M | 422,473 | 0.35% | +11% |
| MUC | BLACKROCK MUNIHLDNGS CALI | $20.7M | 1,991,413 | 0.34% | +47% |
| PLTR | PALANTIR TECHNOLOGIES INC | $20.5M | 139,872 | 0.34% | +6% |
Trimmed (538)
| Ticker | Issuer | Value | Shares | % of book | Shares Δ |
|---|---|---|---|---|---|
| DBX | DROPBOX INC | $14,586 | 642 | 0.00% | -97% |
| BGX | BLACKSTONE LONG SHORT CR INC | $297,690 | 27,311 | 0.00% | -83% |
| DTE | DTE ENERGY CO | $91,388 | 625 | 0.00% | -82% |
| DK | DELEK US HLDGS INC NEW | $1.5M | 32,384 | 0.02% | -78% |
| BLMN | BLOOMIN BRANDS INC | $302,719 | 56,059 | 0.01% | -74% |
| JBS | JBS N.V. | $298,944 | 16,645 | 0.00% | -72% |
| EVN | EATON VANCE MUN INCOME TR | $458,238 | 44,019 | 0.01% | -71% |
| CEV | EATON VANCE CALIF MUN INCOM | $149,063 | 14,810 | 0.00% | -69% |
| CIB | GRUPO CIBEST SA | $170,958 | 2,348 | 0.00% | -69% |
| IIM | INVESCO VALUE MUN INCOME TR | $507,534 | 41,738 | 0.01% | -68% |
| DVN | DEVON ENERGY CORP NEW | $1.5M | 28,903 | 0.02% | -68% |
| XRX | XEROX HOLDINGS CORP | $156,523 | 121,336 | 0.00% | -67% |
| G | GENPACT LIMITED | $34,717 | 932 | 0.00% | -66% |
| VYX | NCR VOYIX CORPORATION | $1,222 | 193 | 0.00% | -66% |
| KELYA | KELLY SVCS INC | $3,275 | 370 | 0.00% | -66% |
The book
Largest 150 of 1,451 holdings
| Ticker | Issuer | Value | Shares | % of book | Shares Δ |
|---|---|---|---|---|---|
| GOOGL | ALPHABET INC | $160.0M | 556,253 | 2.66% | — |
| AMZN | AMAZON COM INC | $155.4M | 746,280 | 2.59% | — |
| AAPL | APPLE INC | $133.3M | 525,365 | 2.22% | — |
| MSFT | MICROSOFT CORP | $101.7M | 274,697 | 1.69% | — |
| WMT | WALMART INC | $93.2M | 749,714 | 1.55% | — |
| META | META PLATFORMS INC | $86.9M | 151,808 | 1.44% | — |
| VZ | VERIZON COMMUNICATIONS INC | $60.2M | 1,199,801 | 1.00% | — |
| V | VISA INC | $58.1M | 192,243 | 0.97% | — |
| MA | MASTERCARD INCORPORATED | $56.5M | 112,999 | 0.94% | — |
| AVGO | BROADCOM INC | $42.3M | 136,680 | 0.70% | — |
| MRK | MERCK & CO INC | $42.0M | 349,476 | 0.70% | — |
| JNJ | JOHNSON & JOHNSON | $40.8M | 166,776 | 0.68% | — |
| SHOP | SHOPIFY INC | $40.3M | 339,637 | 0.67% | — |
| CVX | CHEVRON CORPORATION | $39.8M | 192,254 | 0.66% | — |
| IBM | INTERNATIONAL BUSINESS MACHS | $38.4M | 158,446 | 0.64% | — |
| COST | COSTCO WHOLESALE CORPORATION | $37.2M | 37,305 | 0.62% | — |
| GLW | CORNING INC | $36.7M | 270,186 | 0.61% | — |
| AMGN | AMGEN INC | $36.5M | 103,779 | 0.61% | — |
| T | AT&T INC | $36.3M | 1,251,122 | 0.60% | — |
| CSCO | CISCO SYS INC | $35.7M | 460,735 | 0.59% | — |
| UPS | UNITED PARCEL SVCS INC | $34.1M | 346,633 | 0.57% | — |
| TXN | TEXAS INSTRS INC | $33.1M | 170,722 | 0.55% | — |
| TMUS | T-MOBILE US INC | $31.1M | 148,260 | 0.52% | — |
| AXP | AMERICAN EXPRESS CO | $30.9M | 102,153 | 0.51% | — |
| KO | COCA COLA CO | $28.9M | 380,240 | 0.48% | — |
| NVDA | NVIDIA CORPORATION | $28.7M | 166,070 | 0.48% | — |
| HD | HOME DEPOT INC | $28.4M | 86,384 | 0.47% | — |
| KYN | KAYNE ANDERSON ENERGY INFRST | $27.4M | 1,915,888 | 0.46% | — |
| GEV | GE VERNOVA INC | $27.0M | 30,896 | 0.45% | — |
| LMT | LOCKHEED MARTIN CORP | $26.0M | 42,991 | 0.43% | — |
| PFE | PFIZER INC | $24.7M | 881,273 | 0.41% | — |
| PWR | QUANTA SVCS INC | $24.6M | 44,835 | 0.41% | — |
| GS | GOLDMAN SACHS GROUP INC | $24.5M | 29,001 | 0.41% | — |
| PG | PROCTER & GAMBLE CO | $24.3M | 168,405 | 0.40% | — |
| FDX | FEDEX CORP | $24.2M | 67,898 | 0.40% | — |
| PH | PARKER-HANNIFIN CORP | $24.2M | 26,982 | 0.40% | — |
| CMI | CUMMINS INC | $23.8M | 44,229 | 0.40% | — |
| CMCSA | COMCAST CORP NEW | $23.4M | 814,104 | 0.39% | — |
| CLS | CELESTICA INC | $23.3M | 82,858 | 0.39% | — |
| NEE | NEXTERA ENERGY INC | $22.6M | 242,947 | 0.38% | — |
| JPM | JPMORGAN CHASE & CO | $22.5M | 76,505 | 0.37% | — |
| APH | AMPHENOL CORP | $22.4M | 177,437 | 0.37% | — |
| MU | MICRON TECHNOLOGY INC | $21.8M | 64,483 | 0.36% | — |
| GILD | GILEAD SCIENCES INC | $21.6M | 155,253 | 0.36% | — |
| TYG | TORTOISE ENERGY INFRSTRCTR C | $21.1M | 422,473 | 0.35% | — |
| MUC | BLACKROCK MUNIHLDNGS CALI | $20.7M | 1,991,413 | 0.34% | — |
| LLY | ELI LILLY & CO | $20.6M | 22,367 | 0.34% | — |
| PLTR | PALANTIR TECHNOLOGIES INC | $20.5M | 139,872 | 0.34% | — |
| RTX | RTX CORPORATION | $19.7M | 102,208 | 0.33% | — |
| NAC | NUVEEN CA DIVI ADV MUN | $19.2M | 1,649,774 | 0.32% | — |
| XSSPX | NUVEEN S&P 500 DYNAMIC OVERW | $19.2M | 1,194,048 | 0.32% | — |
| ABBV | ABBVIE INC | $19.0M | 87,244 | 0.32% | — |
| AMT | AMERICAN TOWER CORP | $18.6M | 107,630 | 0.31% | — |
| EME | EMCOR GROUP INC | $18.5M | 25,036 | 0.31% | — |
| PANW | PALO ALTO NETWORKS INC | $18.4M | 114,746 | 0.31% | — |
| LRCX | LAM RESEARCH CORP | $18.2M | 85,356 | 0.30% | — |
| XGDVX | GABELLI DIVID & INCOME TR | $18.0M | 667,882 | 0.30% | — |
| ORCL | ORACLE CORP | $17.4M | 118,368 | 0.29% | — |
| DOW | DOW HLDGS INC | $17.2M | 413,560 | 0.29% | — |
| HWM | HOWMET AEROSPACE INC | $17.1M | 74,106 | 0.28% | — |
| MO | ALTRIA GROUP INC | $16.7M | 252,586 | 0.28% | — |
| UNH | UNITEDHEALTH GROUP INC | $16.6M | 61,167 | 0.28% | — |
| CCI | CROWN CASTLE INC | $16.5M | 202,606 | 0.27% | — |
| UBER | UBER TECHNOLOGIES INC | $16.3M | 227,271 | 0.27% | — |
| XNIEX | VIRTUS EQUITY & CONV INCM FD | $15.9M | 681,713 | 0.26% | — |
| DPG | DUFF & PHELPS UTLITY AND INF | $15.7M | 1,086,566 | 0.26% | — |
| VLO | VALERO ENERGY CORP | $15.6M | 63,255 | 0.26% | — |
| TJX | TJX COS INC NEW | $15.6M | 97,620 | 0.26% | — |
| MSI | MOTOROLA SOLUTIONS INC | $15.4M | 35,571 | 0.26% | — |
| MTZ | MASTEC INC | $15.3M | 47,695 | 0.26% | — |
| NY4B | CLEARWAY ENERGY INC | $15.2M | 387,715 | 0.25% | — |
| ITW | ILLINOIS TOOL WKS INC | $15.1M | 58,021 | 0.25% | — |
| GE | GE AEROSPACE | $15.0M | 52,992 | 0.25% | — |
| ATI | ATI INC | $14.9M | 102,505 | 0.25% | — |
| NCZ | VIRTUS CONVERTIBLE & INC FD | $14.7M | 1,093,317 | 0.24% | — |
| VNOM | VIPER ENERGY INC | $14.4M | 307,159 | 0.24% | — |
| EOD | ALLSPRING GLOBAL DIVIDEND OP | $14.3M | 2,455,504 | 0.24% | — |
| DELL | DELL TECHNOLOGIES INC | $14.2M | 86,652 | 0.24% | — |
| BMY | BRISTOL-MYERS SQUIBB CO | $14.2M | 234,256 | 0.24% | — |
| MS | MORGAN STANLEY | $14.0M | 84,909 | 0.23% | — |
| MHD | BLACKROCK MUNIHOLDINGS FD IN | $13.9M | 1,236,235 | 0.23% | — |
| PEP | PEPSICO INC | $13.8M | 89,018 | 0.23% | — |
| ACN | ACCENTURE PLC IRELAND | $13.7M | 69,265 | 0.23% | — |
| OKE | ONEOK INC NEW | $13.6M | 150,892 | 0.23% | — |
| TPC | TUTOR PERINI CORP | $13.4M | 173,993 | 0.22% | — |
| VTRS | VIATRIS INC | $13.3M | 983,531 | 0.22% | — |
| CW | CURTISS WRIGHT CORP | $13.1M | 19,250 | 0.22% | — |
| EMO | CLEARBRIDGE ENERGY MIDSTREAM | $12.9M | 244,836 | 0.22% | — |
| VCV | INVESCO CALIF VALUE MUN INCO | $12.9M | 1,232,902 | 0.21% | — |
| EIX | EDISON INTL | $12.8M | 175,273 | 0.21% | — |
| XNCMX | NUVEEN CALIF AMT FREE MUNI I | $12.8M | 1,076,013 | 0.21% | — |
| XBOEX | BLACKROCK ENHANCED GLOBAL | $12.7M | 1,161,096 | 0.21% | — |
| KMI | KINDER MORGAN INC DEL | $12.7M | 378,864 | 0.21% | — |
| ANET | ARISTA NETWORKS INC | $12.7M | 103,071 | 0.21% | — |
| KNTK | KINETIK HOLDINGS INC | $12.6M | 260,977 | 0.21% | — |
| TBLD | THORNBURG INCM BUILDER OPP T | $12.5M | 592,552 | 0.21% | — |
| STRL | STERLING INFRASTRUCTURE INC | $12.5M | 30,635 | 0.21% | — |
| MLM | MARTIN MARIETTA MATLS INC | $12.4M | 21,036 | 0.21% | — |
| APD | AIR PRODUCTS AND CHEMICALS I | $12.3M | 42,446 | 0.21% | — |
| ENB | ENBRIDGE INC | $12.3M | 226,520 | 0.20% | — |
| TSM | TAIWAN SEMICONDUCTOR MANUFAC | $12.2M | 36,234 | 0.20% | — |
| GUG | GUGGENHEIM ACTIVE ALLOC FD | $12.2M | 804,347 | 0.20% | — |
| GVA | GRANITE CONSTR INC | $12.2M | 102,056 | 0.20% | — |
| BNY | BANK NEW YORK MELLON CORP | $12.1M | 102,153 | 0.20% | — |
| WM | WASTE MGMT INC DEL | $12.1M | 52,697 | 0.20% | — |
| UNP | UNION PAC CORP | $11.8M | 48,660 | 0.20% | — |
| BLK | BLACKROCK INC | $11.8M | 12,250 | 0.20% | — |
| JFR | NUVEEN FLOATING RATE INCOME | $11.7M | 1,552,425 | 0.19% | — |
| ROK | ROCKWELL AUTOMATION INC | $11.6M | 32,329 | 0.19% | — |
| BKE | BUCKLE INC | $11.6M | 229,662 | 0.19% | — |
| XEXGX | EATON VANCE TAX-MANAGED GLOB | $11.5M | 1,328,786 | 0.19% | — |
| ELV | ELEVANCE HEALTH INC FORMERLY | $11.4M | 39,093 | 0.19% | — |
| CHW | CALAMOS GBL DYN INCOME FUND | $11.4M | 1,576,363 | 0.19% | — |
| CRS | CARPENTER TECHNOLOGY CORP | $11.4M | 28,941 | 0.19% | — |
| D | DOMINION ENERGY INC | $11.4M | 183,839 | 0.19% | — |
| GD | GENERAL DYNAMICS CORP | $11.3M | 33,025 | 0.19% | — |
| NFLX | NETFLIX INC. | $11.3M | 117,850 | 0.19% | — |
| FIX | COMFORT SYS USA INC | $11.3M | 8,196 | 0.19% | — |
| LITE | LUMENTUM HLDGS INC | $11.2M | 15,868 | 0.19% | — |
| AGNC | AGNC INVT CORP | $11.1M | 1,111,158 | 0.19% | — |
| HPQ | HP INC | $11.1M | 579,582 | 0.19% | — |
| CSQ | CALAMOS STRATEGIC TOTAL RETU | $11.1M | 649,078 | 0.18% | — |
| AVA | AVISTA CORP | $11.1M | 276,701 | 0.18% | — |
| XYZ | BLOCK INC | $11.1M | 184,509 | 0.18% | — |
| GEF/B | GREIF INC | $11.0M | 125,668 | 0.18% | — |
| NEM | NEWMONT CORP | $11.0M | 101,455 | 0.18% | — |
| ROAD | CONSTRUCTION PARTNERS INC | $11.0M | 98,789 | 0.18% | — |
| CHRD | CHORD ENERGY CORPORATION | $10.9M | 76,675 | 0.18% | — |
| AES | AES CORP | $10.9M | 772,747 | 0.18% | — |
| NFJ | VIRTUS DIVIDEND INTEREST & P | $10.9M | 862,480 | 0.18% | — |
| WELL | WELLTOWER INC | $10.9M | 54,894 | 0.18% | — |
| VRTX | VERTEX PHARMACEUTICALS INC | $10.9M | 24,300 | 0.18% | — |
| PSX | PHILLIPS 66 | $10.8M | 59,367 | 0.18% | — |
| BE | BLOOM ENERGY CORP | $10.7M | 79,166 | 0.18% | — |
| MCHP | MICROCHIP TECHNOLOGY INC. | $10.6M | 164,470 | 0.18% | — |
| PRIM | PRIMORIS SVCS CORP | $10.6M | 73,782 | 0.18% | — |
| DASH | DOORDASH INC | $10.6M | 70,268 | 0.18% | — |
| ESE | ESCO TECHNOLOGIES INC | $10.5M | 37,347 | 0.17% | — |
| VMC | VULCAN MATLS CO | $10.5M | 38,471 | 0.17% | — |
| AZN | ASTRAZENECA PLC | $10.5M | 53,077 | 0.17% | — |
| SIRI | SIRIUSXM HOLDINGS INC | $10.5M | 452,870 | 0.17% | — |
| XPCQX | PIMCO CALIF MUN INCOME FD | $10.4M | 1,213,649 | 0.17% | — |
| XJQCX | NUVEEN CR STRATEGIES INCOME | $10.4M | 2,130,923 | 0.17% | — |
| DY | DYCOM INDS INC | $10.4M | 30,555 | 0.17% | — |
| MYI | BLACKROCK MUNIYIELD QUALITY | $10.3M | 981,253 | 0.17% | — |
| MCD | MCDONALDS CORP | $10.3M | 33,103 | 0.17% | — |
| HQH | ABRDN HEALTHCARE INVESTORS | $10.3M | 577,239 | 0.17% | — |
| HPE | HEWLETT PACKARD ENTERPRISE C | $10.2M | 429,271 | 0.17% | — |
| CX | CEMEX SA EURO MTN BE 144A | $10.1M | 882,232 | 0.17% | — |
| WMB | WILLIAMS COS INC | $10.0M | 137,337 | 0.17% | — |
This table is the 150 largest positions by value, out of 1,451 reported. The search box only searches what is on this page — a name absent from it may still be in the filing further down the book. The full info table is here.
Rows are aggregated by CUSIP — a manager files the same security multiple times when different internal desks hold it. Tickers link to our own backtest of that asset where we cover it.
Read the original
This page was built from one document: the 2026-03-31 Form 13F info table filed by Advisors Asset Management, Inc. (CIK 1297376, accession 0002000324-26-001941). Every other 13F site is reading the same file.
If anything here disagrees with it, the filing wins — and we would want to know. All 13F filings by this manager
What a 13F cannot show you
A 13F is a long-only equity snapshot, and the holes in it are structural. Anyone selling you this data as "what the smart money is doing" is selling you one leg of a position:
- No short positions. None, ever. A fund shown here as bullish may be net short the same name through a book you cannot see.
- No cash, bonds, FX, commodities or non-US listings. A macro fund's entire thesis can be invisible.
- No intra-quarter round trips. Bought and sold inside the same quarter means it never appears at all.
- Options are notional, not ownership. We keep puts and calls in a separate bucket rather than adding their notional into a fund's book size, which is how a $2B fund gets reported as a $20B one.
- Confidential treatment. Managers can ask the SEC to withhold a position while they build it. Those holdings are legally absent from the filing, so a "new" position may be months old.
Tested and published by IndicatorEdge · backtest grid generated 2026-06-25 · base rates recomputed 2026-07-31 · how we test
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